Insider · CIK 0001688537
David L Finkelstein
Files at NLY (ANNALY CAPITAL MANAGEMENT INC). First filing Oct 29, 2024, latest Apr 30, 2026.
David L Finkelstein files SEC Form 4 as CEO and director at NLY (ANNALY CAPITAL MANAGEMENT INC). Since Oct 29, 2024, David L Finkelstein has reported 0 open-market buys worth $0 and 7 open-market sells worth $7.4M, the latest filed on Apr 30, 2026.
A track record needs three past buys with six months of prices behind them; David L Finkelstein has 0, so none is measured yet.
The newest scored trade: sold $1.1M of NLY on Apr 27, 2026, filed Apr 30, 2026, scored 38 (weak), under a 10b5-1 plan. In the last 12 months: 0 buys worth $0 and 3 sells worth $3.4M.
Where the trades landed
Last year at the company this insider has traded most, with each buy and sell on the bar it happened.
NLY: ANNALY CAPITAL MANAGEMENT INC
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
This insider’s open-market buys and sells, scored.
| Score | Company | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 38Weak | ANNALY CAPITAL MANAGEMENT INC | $1.1M 50,000 shares | -6% | +40% from low-3% from high | |
| 45Moderate | ANNALY CAPITAL MANAGEMENT INC | $1.2M 50,000 shares | -7% | +47% from low-6% from high | |
| 38Weak | ANNALY CAPITAL MANAGEMENT INC | $1.1M 50,000 shares | -7% | +32% from low-1% from high | |
| 38Weak | ANNALY CAPITAL MANAGEMENT INC | $1.0M 50,000 shares | -6% | +25% from low0% from high | |
| 44Moderate | ANNALY CAPITAL MANAGEMENT INC | $964k 50,000 shares | -6% | +11% from low-9% from high | |
| 30Weak | ANNALY CAPITAL MANAGEMENT INC | $1.0M 50,000 shares | -7% | +15% from low0% from high | |
| 29Weak | ANNALY CAPITAL MANAGEMENT INC | $963k 50,000 shares | -8% | - |
Planned sales
Form 144 notices this insider filed before selling restricted or control stock, newest first.
| Filed | Company | Shares | Value | Sale date | Past 3 months |
|---|---|---|---|---|---|
| Aug 4, 2025 | NLY Annaly Capital Management, Inc. | 100,000 0.02% of outstanding | $2.1M | Aug 4, 2025 | $963k |
| Feb 10, 2025 | NLY Annaly Capital Management, Inc. | 100,000 0.02% of outstanding | $2.1M | Feb 10, 2025 | none |
Transactions
Every row this insider has filed, 15 in all, newest first.
| Date | Company | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Apr 27, 2026 | NLY ANNALY CAPITAL MANAGEMENT INC | SOpen-market sale Common Stock10b5-1 | -50,000 | $22.88 | $1.1M | 783,763 | Apr 30, 2026 |
| Feb 25, 2026 | NLY ANNALY CAPITAL MANAGEMENT INC | AGrant or award Common Stock | +325,797 | $23.01 | $7.5M | 1,013,931 | Feb 27, 2026 |
| Feb 25, 2026 | NLY ANNALY CAPITAL MANAGEMENT INC | FTax withholding Common Stock | -180,168 | $23.01 | $4.1M | 833,763 | Feb 27, 2026 |
| Feb 18, 2026 | NLY ANNALY CAPITAL MANAGEMENT INC | SOpen-market sale Common Stock10b5-1 | -50,000 | $23.13 | $1.2M | 688,134 | Feb 19, 2026 |
| Feb 1, 2026 | NLY ANNALY CAPITAL MANAGEMENT INC | FTax withholding Common Stock | -139,889 | $23.01 | $3.2M | 585,158 | Feb 3, 2026 |
| Feb 1, 2026 | NLY ANNALY CAPITAL MANAGEMENT INC | AGrant or award Common Stock | +152,976 | $23.01 | $3.5M | 738,134 | Feb 3, 2026 |
| Nov 3, 2025 | NLY ANNALY CAPITAL MANAGEMENT INC | SOpen-market sale Common Stock10b5-1 | -50,000 | $21.16 | $1.1M | 709,725 | Nov 4, 2025 |
| Aug 4, 2025 | NLY ANNALY CAPITAL MANAGEMENT INC | SOpen-market sale Common Stock10b5-1 | -50,000 | $20.79 | $1.0M | 743,430 | Aug 5, 2025 |
| May 5, 2025 | NLY ANNALY CAPITAL MANAGEMENT INC | SOpen-market sale Common Stock10b5-1 | -50,000 | $19.27 | $964k | 760,769 | May 6, 2025 |
| Feb 25, 2025 | NLY ANNALY CAPITAL MANAGEMENT INC | AGrant or award Common Stock | +220,222 | $0.00 | $0 | 932,553 | Feb 27, 2025 |
| Feb 25, 2025 | NLY ANNALY CAPITAL MANAGEMENT INC | FTax withholding Common Stock | -121,784 | $21.66 | $2.6M | 810,769 | Feb 27, 2025 |
| Feb 10, 2025 | NLY ANNALY CAPITAL MANAGEMENT INC | SOpen-market sale Common Stock10b5-1 | -50,000 | $20.60 | $1.0M | 677,465 | Feb 11, 2025 |
| Feb 1, 2025 | NLY ANNALY CAPITAL MANAGEMENT INC | FTax withholding Common Stock | -112,306 | $20.41 | $2.3M | 495,137 | Feb 4, 2025 |
| Feb 1, 2025 | NLY ANNALY CAPITAL MANAGEMENT INC | AGrant or award Common Stock | +232,328 | $20.41 | $4.7M | 727,465 | Feb 4, 2025 |
| Oct 28, 2024 | NLY ANNALY CAPITAL MANAGEMENT INC | SOpen-market sale Common Stock10b5-1 | -50,000 | $19.25 | $963k | 562,469 | Oct 29, 2024 |
Questions about David L Finkelstein
Answered from the filings on this page, as of the latest one.
Is David L Finkelstein buying or selling?
In the last 12 months David L Finkelstein reported 0 open-market buys worth $0 and 3 open-market sells worth $3.4M on SEC Form 4; the latest was sold $1.1M of NLY on Apr 27, 2026. Grants, option exercises and tax withholding are not counted.
How did David L Finkelstein's past buys perform?
Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and David L Finkelstein has 0.
Where does David L Finkelstein file Form 4?
David L Finkelstein has filed Form 4 at NLY (ANNALY CAPITAL MANAGEMENT INC) as CEO and Co-CIO. A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.