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sellWeak cluster of 210b5-1 plan

David L Finkelstein sold $1.0M of NLY

CEO and Co-CIO at ANNALY CAPITAL MANAGEMENT INC. 50,000 shares at an average of $20.79, traded Aug 4, 2025, filed Aug 5, 2025.

Warning score
38
Value
$1.0M
50,000 shares
Holdings after
743,430
-6% from before
From 52-week low
+25%
low $14.08, close $17.66
From 52-week high
0%
high $17.66, as of Aug 4, 2025

Score components

  • Role
    CEO
    +25
  • Trade size
    $1.0M at market
    +25
  • Share of holdings sold
    Sold 6.3% of holdings
    0
  • Cluster
    2 insiders selling within 14 days
    +8
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m +4.9%, 3m +7.0%, 6m +17.2%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

NLYOct 9, 2026 · close 18.30
Since filing Aug 5, 2025: +4.2%SPY +25.6% · excess -21.4%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001628280-25-037824, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Aug 4, 2025SOpen-market sale
Common Stock10b5-1
-50,000$20.79$1.0M743,430Aug 5, 2025

Related signals

Other insiders at ANNALY CAPITAL MANAGEMENT INC and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
30Weak
NLYsell10b5-1
ANNALY CAPITAL MANAGEMENT INC
David L Finkelstein
CEO and Co-CIO
$1.1M
50,000 shares
-6%
25Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
Serena Wolfe
Chief Financial Officer
$372k
16,537 shares
-8%
38Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
David L Finkelstein
CEO and Co-CIO
$1.1M
50,000 shares
-6%
39Weak
NLYsell 310b5-1
ANNALY CAPITAL MANAGEMENT INC
Steven Francis Campbell
President and COO
$605k
26,491 shares
-13%
40Moderate
NLYsell 310b5-1
ANNALY CAPITAL MANAGEMENT INC
Steven Francis Campbell
President and COO
$653k
28,225 shares
-12%
45Moderate
NLYsell 310b5-1
ANNALY CAPITAL MANAGEMENT INC
David L Finkelstein
CEO and Co-CIO
$1.2M
50,000 shares
-7%
33Weak
NLYsell 310b5-1
ANNALY CAPITAL MANAGEMENT INC
Serena Wolfe
Chief Financial Officer
$383k
16,536 shares
-9%
38Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
David L Finkelstein
CEO and Co-CIO
$1.1M
50,000 shares
-7%
26Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
Anthony C Green
Chief Corporate Officer, CLO
$476k
22,499 shares
-11%
25Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
Anthony C Green
Chief Corporate Officer, CLO
$463k
22,500 shares
-10%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

David L Finkelstein sold $1.0M of NLY | InsiderTell