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sellWeak cluster of 210b5-1 plan

David L Finkelstein sold $1.1M of NLY

CEO and Co-CIO at ANNALY CAPITAL MANAGEMENT INC. 50,000 shares at an average of $22.88, traded Apr 27, 2026, filed Apr 30, 2026.

Warning score
38
Value
$1.1M
50,000 shares
Holdings after
783,763
-6% from before
From 52-week low
+40%
low $15.22, close $21.28
From 52-week high
-3%
high $21.99, as of Apr 27, 2026

Score components

  • Role
    CEO
    +25
  • Trade size
    $1.1M at market
    +25
  • Share of holdings sold
    Sold 6.0% of holdings
    0
  • Cluster
    2 insiders selling within 14 days
    +8
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m -4.6%, 3m +4.2%, 6m -.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

NLYOct 9, 2026 · close 18.30
Since filing Apr 30, 2026: -14.2%SPY +8.8% · excess -23.1%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001688537-26-000009, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Apr 27, 2026SOpen-market sale
Common Stock10b5-1
-50,000$22.88$1.1M783,763Apr 30, 2026

Related signals

Other insiders at ANNALY CAPITAL MANAGEMENT INC and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
30Weak
NLYsell10b5-1
ANNALY CAPITAL MANAGEMENT INC
David L Finkelstein
CEO and Co-CIO
$1.1M
50,000 shares
-6%
25Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
Serena Wolfe
Chief Financial Officer
$372k
16,537 shares
-8%
39Weak
NLYsell 310b5-1
ANNALY CAPITAL MANAGEMENT INC
Steven Francis Campbell
President and COO
$605k
26,491 shares
-13%
40Moderate
NLYsell 310b5-1
ANNALY CAPITAL MANAGEMENT INC
Steven Francis Campbell
President and COO
$653k
28,225 shares
-12%
45Moderate
NLYsell 310b5-1
ANNALY CAPITAL MANAGEMENT INC
David L Finkelstein
CEO and Co-CIO
$1.2M
50,000 shares
-7%
33Weak
NLYsell 310b5-1
ANNALY CAPITAL MANAGEMENT INC
Serena Wolfe
Chief Financial Officer
$383k
16,536 shares
-9%
38Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
David L Finkelstein
CEO and Co-CIO
$1.1M
50,000 shares
-7%
26Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
Anthony C Green
Chief Corporate Officer, CLO
$476k
22,499 shares
-11%
25Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
Anthony C Green
Chief Corporate Officer, CLO
$463k
22,500 shares
-10%
38Weak
NLYsell 210b5-1
ANNALY CAPITAL MANAGEMENT INC
David L Finkelstein
CEO and Co-CIO
$1.0M
50,000 shares
-6%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

David L Finkelstein sold $1.1M of NLY | InsiderTell