Insider · CIK 0001877100
Greg Gates
Files at LPLA (LPL Financial Holdings Inc.). First filing Feb 27, 2024, latest Aug 21, 2026.
In brief
Greg Gates files SEC Form 4 as officer at LPLA (LPL Financial Holdings Inc.). Since Feb 27, 2024, Greg Gates has reported 0 open-market buys worth $0 and 9 open-market sells worth $7.8M, the latest filed on Aug 21, 2026.
A track record needs three past buys with six months of prices behind them; Greg Gates has 0, so none is measured yet.
The newest scored trade: sold $1.5M of LPLA on Aug 20, 2026, filed Aug 21, 2026, scored 38 (weak). In the last 12 months: 0 buys worth $0 and 3 sells worth $2.3M.
Where the trades landed
Last year at the company this insider has traded most, with each buy and sell on the bar it happened.
LPLA: LPL Financial Holdings Inc.
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
This insider’s open-market buys and sells, scored.
| Score | Company | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 38Weak | LPL Financial Holdings Inc. | $1.5M 4,119 shares | -15% | +33% from low-10% from high | |
| 24Weak | LPL Financial Holdings Inc. | $278k 750 shares | -5% | +31% from low-7% from high | |
| 14Weak | LPL Financial Holdings Inc. | $565k 1,500 shares | -9% | +36% from low-6% from high | |
| 8Weak | LPL Financial Holdings Inc. | $236k 750 shares | -4% | +31% from low-22% from high | |
| 21Weak | LPL Financial Holdings Inc. | $507k 1,500 shares | -8% | +62% from low-16% from high | |
| 14Weak | LPL Financial Holdings Inc. | $561k 1,500 shares | -7% | +82% from low-6% from high | |
| 14Weak | LPL Financial Holdings Inc. | $574k 1,500 shares | -7% | +87% from low-1% from high | |
| 22Weak | LPL Financial Holdings Inc. | $568k 1,500 shares | -6% | +85% from low-2% from high | |
| 65Notable | LPL Financial Holdings Inc. | $3.0M 11,401 shares | -37% | +49% from low0% from high |
Planned sales
Form 144 notices this insider filed before selling restricted or control stock, newest first.
| Filed | Company | Shares | Value | Sale date | Past 3 months |
|---|---|---|---|---|---|
| Aug 20, 2026 | LPLA LPL Financial Holdings Inc. | 4,119 0.01% of outstanding | $1.5M | Aug 20, 2026 | none |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | 750 0.00% of outstanding | $275k | Dec 5, 2025 | $1.3M |
| Nov 5, 2025 | LPLA LPL Financial Holdings Inc. | 1,500 0.00% of outstanding | $565k | Nov 5, 2025 | $1.3M |
| Oct 6, 2025 | LPLA LPL Financial Holdings Inc. | 750 0.00% of outstanding | $236k | Oct 6, 2025 | $1.1M |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | 1,500 0.00% of outstanding | $534k | Sep 5, 2025 | $1.7M |
| Aug 5, 2025 | LPLA LPL Financial Holdings Inc. | 1,500 0.00% of outstanding | $561k | Aug 5, 2025 | $1.1M |
| Jul 3, 2025 | LPLA LPL Financial Holdings Inc. | 1,500 0.00% of outstanding | $574k | Jul 3, 2025 | $568k |
| Jun 5, 2025 | LPLA LPL Financial Holdings Inc. | 1,500 0.00% of outstanding | $569k | Jun 5, 2025 | none |
| Feb 26, 2024 | LPLA LPL Financial Holdings Inc. | 6,442 0.01% of outstanding | $1.7M | Feb 26, 2024 | $3.0M |
| Feb 26, 2024 | LPLA LPL Financial Holdings Inc. | 4,959 0.01% of outstanding | $1.3M | Feb 26, 2024 | none |
Transactions
The newest 50 of 84 rows this insider has filed.
| Date | Company | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Aug 20, 2026 | LPLA LPL Financial Holdings Inc. | MOption exercise Common Stock | +7,189 | $77.53 | $557k | 27,721 | Aug 21, 2026 |
| Aug 20, 2026 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock | -4,119 | $355.38 | $1.5M | 23,602 | Aug 21, 2026 |
| Aug 20, 2026 | LPLA LPL Financial Holdings Inc. | MOption exercise Option to purchase Common Stockderivative | -7,189 | $0.00 | $0 | 0 | Aug 21, 2026 |
| Jun 12, 2026 | LPLA LPL Financial Holdings Inc. | FTax withholding Common Stock | -232 | $295.66 | $69k | 20,532 | Jun 15, 2026 |
| Feb 25, 2026 | LPLA LPL Financial Holdings Inc. | AGrant or award Common Stock | +1,856 | $0.00 | $0 | 16,476 | Feb 27, 2026 |
| Feb 25, 2026 | LPLA LPL Financial Holdings Inc. | FTax withholding Common Stock | -1,293 | $318.47 | $412k | 15,183 | Feb 27, 2026 |
| Feb 25, 2026 | LPLA LPL Financial Holdings Inc. | AGrant or award Common Stock | +2,774 | $0.00 | $0 | 17,957 | Feb 27, 2026 |
| Feb 25, 2026 | LPLA LPL Financial Holdings Inc. | AGrant or award Common Stock | +2,807 | $0.00 | $0 | 20,764 | Feb 27, 2026 |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -46 | $367.95 | $17k | 15,324 | Dec 9, 2025 |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -34 | $368.70 | $13k | 15,290 | Dec 9, 2025 |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -136 | $370.44 | $50k | 15,154 | Dec 9, 2025 |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -410 | $371.20 | $152k | 14,744 | Dec 9, 2025 |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -85 | $372.32 | $32k | 14,659 | Dec 9, 2025 |
| Dec 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -39 | $373.09 | $15k | 14,620 | Dec 9, 2025 |
| Nov 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -63 | $372.62 | $23k | 16,807 | Nov 7, 2025 |
| Nov 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -205 | $374.00 | $77k | 16,602 | Nov 7, 2025 |
| Nov 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -230 | $374.86 | $86k | 16,372 | Nov 7, 2025 |
| Nov 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -267 | $375.80 | $100k | 16,105 | Nov 7, 2025 |
| Nov 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -293 | $377.01 | $110k | 15,812 | Nov 7, 2025 |
| Nov 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -234 | $378.24 | $89k | 15,578 | Nov 7, 2025 |
| Nov 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -169 | $379.58 | $64k | 15,409 | Nov 7, 2025 |
| Nov 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -39 | $380.12 | $15k | 15,370 | Nov 7, 2025 |
| Oct 6, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -141 | $312.15 | $44k | 17,479 | Oct 8, 2025 |
| Oct 6, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -266 | $313.20 | $83k | 17,213 | Oct 8, 2025 |
| Oct 6, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -109 | $314.04 | $34k | 17,104 | Oct 8, 2025 |
| Oct 6, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -132 | $315.09 | $42k | 16,972 | Oct 8, 2025 |
| Oct 6, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -102 | $320.27 | $33k | 16,870 | Oct 8, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -91 | $329.17 | $30k | 19,029 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -11 | $330.12 | $3,631 | 19,018 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -79 | $331.83 | $26k | 18,939 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -326 | $332.90 | $109k | 18,613 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -28 | $334.53 | $9,367 | 18,585 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -72 | $335.84 | $24k | 18,513 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -128 | $337.13 | $43k | 18,385 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -25 | $337.58 | $8,440 | 18,360 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -121 | $340.01 | $41k | 18,239 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -190 | $340.83 | $65k | 18,049 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -79 | $341.89 | $27k | 17,970 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -47 | $342.88 | $16k | 17,923 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -150 | $343.98 | $52k | 17,773 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -3 | $344.67 | $1,034 | 17,770 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -1 | $345.44 | $345 | 17,769 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -106 | $347.46 | $37k | 17,663 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -11 | $348.04 | $3,828 | 17,652 | Sep 9, 2025 |
| Sep 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -32 | $349.60 | $11k | 17,620 | Sep 9, 2025 |
| Aug 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -131 | $371.55 | $49k | 20,489 | Aug 7, 2025 |
| Aug 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -161 | $372.43 | $60k | 20,328 | Aug 7, 2025 |
| Aug 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -352 | $373.49 | $131k | 19,976 | Aug 7, 2025 |
| Aug 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -620 | $374.22 | $232k | 19,356 | Aug 7, 2025 |
| Aug 5, 2025 | LPLA LPL Financial Holdings Inc. | SOpen-market sale Common Stock10b5-1 | -45 | $375.37 | $17k | 19,311 | Aug 7, 2025 |
Questions about Greg Gates
Answered from the filings on this page, as of the latest one.
Is Greg Gates buying or selling?
In the last 12 months Greg Gates reported 0 open-market buys worth $0 and 3 open-market sells worth $2.3M on SEC Form 4; the latest was sold $1.5M of LPLA on Aug 20, 2026. Grants, option exercises and tax withholding are not counted.
How did Greg Gates's past buys perform?
Not measured yet. InsiderTell needs three past buys with six months of prices to publish a track record, and Greg Gates has 0.
Where does Greg Gates file Form 4?
Greg Gates has filed Form 4 at LPLA (LPL Financial Holdings Inc.) as Managing Director. A Form 4 is required of officers, directors and holders of more than 10% of a share class within two business days of a trade.
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.