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sellNotable cluster of 5

Greg Gates sold $3.0M of LPLA

Managing Director at LPL Financial Holdings Inc.. 11,401 shares at an average of $266.27, traded Feb 26, 2024, filed Feb 27, 2024.

Warning score
65
Value
$3.0M
11,401 shares
Holdings after
19,080
-37% from before
From 52-week low
+49%
low $178.22, close $265.02
From 52-week high
0%
high $265.02, as of Feb 26, 2024

Score components

  • Role
    Officer
    +15
  • Trade size
    $3.0M at market
    +25
  • Share of holdings sold
    Sold 37% of holdings
    +10
  • Cluster
    5 insiders selling within 14 days
    +15

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m -1.3%, 3m +5.8%, 6m -14.9%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

LPLAOct 12, 2026 · close 330.12
Since filing Feb 27, 2024: +24.6%SPY +58.5% · excess -33.9%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001397911-24-000025, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Feb 25, 2024AGrant or award
Common Stock
+5,938$0.00$031,319Feb 27, 2024
Feb 25, 2024FTax withholding
Common Stock
-3,164$263.36$833k28,155Feb 27, 2024
Feb 25, 2024AGrant or award
Common Stock
+2,326$0.00$030,481Feb 27, 2024
Feb 26, 2024SOpen-market sale
Common Stock
-213$263.44$56k30,268Feb 27, 2024
Feb 26, 2024SOpen-market sale
Common Stock
-174$264.77$46k30,094Feb 27, 2024
Feb 26, 2024SOpen-market sale
Common Stock
-8,823$266.12$2.3M21,271Feb 27, 2024
Feb 26, 2024SOpen-market sale
Common Stock
-1,484$266.95$396k19,787Feb 27, 2024
Feb 26, 2024SOpen-market sale
Common Stock
-707$267.87$189k19,080Feb 27, 2024

Related signals

Other insiders at LPL Financial Holdings Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
31Weak
LPLAsell
LPL Financial Holdings Inc.
Katharine Reeping
Principal Accounting Officer
$153k
440 shares
-20%
13Weak
LPLAsell 210b5-1
LPL Financial Holdings Inc.
Aneri Jambusaria
Group Managing Director
$110k
308 shares
-5%
38Weak
LPLAsell 2
LPL Financial Holdings Inc.
Greg Gates
Group Managing Director
$1.5M
4,119 shares
-15%
10Weak
LPLAsell10b5-1
LPL Financial Holdings Inc.
Matthew Enyedi
Group Managing Director
$353k
1,000 shares
-7%
5Weak
LPLAsell10b5-1
LPL Financial Holdings Inc.
Aneri Jambusaria
Group Managing Director
$94k
308 shares
-5%
20Weak
LPLAsell10b5-1
LPL Financial Holdings Inc.
Matthew J Audette
President and CFO
$519k
1,579 shares
-7%
50Moderate
LPLAsell 4
LPL Financial Holdings Inc.
Marc Eliot Cohen
Group Managing Director
$1.0M
3,300 shares
-43%
20Weak
LPLAsell 410b5-1
LPL Financial Holdings Inc.
Aneri Jambusaria
Group Managing Director
$94k
308 shares
-4%
35Weak
LPLAsell 410b5-1
LPL Financial Holdings Inc.
Matthew J Audette
President and CFO
$507k
1,581 shares
-7%
35Weak
LPLAsell 410b5-1
LPL Financial Holdings Inc.
Matthew Enyedi
Group Managing Director
$675k
2,109 shares
-13%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Greg Gates sold $3.0M of LPLA | InsiderTell