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sellWeak10b5-1 plan

Matthew J Audette sold $519k of LPLA

President and CFO at LPL Financial Holdings Inc.. 1,579 shares at an average of $328.63, traded Apr 14, 2026, filed Apr 16, 2026.

Warning score
20
Value
$519k
1,579 shares
Holdings after
19,803
-7% from before
From 52-week low
+14%
low $283.52, close $321.85
From 52-week high
-19%
high $397.23, as of Apr 14, 2026

Score components

  • Role
    CFO
    +22
  • Trade size
    $519k at market
    +18
  • Share of holdings sold
    Sold 7.4% of holdings
    0
  • Cluster
    No other insider selling within 14 days
    0
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m -4.1%, 3m +5.9%, 6m -.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

LPLAOct 12, 2026 · close 330.12
Since filing Apr 16, 2026: +5.8%SPY +11.5% · excess -5.6%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001628280-26-025520, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Apr 14, 2026SOpen-market sale
Common Stock10b5-1
-330$325.00$107k21,052Apr 16, 2026
Apr 14, 2026SOpen-market sale
Common Stock10b5-1
-139$326.16$45k20,913Apr 16, 2026
Apr 15, 2026SOpen-market sale
Common Stock10b5-1
-220$327.45$72k20,693Apr 16, 2026
Apr 15, 2026SOpen-market sale
Common Stock10b5-1
-189$328.34$62k20,504Apr 16, 2026
Apr 15, 2026SOpen-market sale
Common Stock10b5-1
-595$331.09$197k19,909Apr 16, 2026
Apr 15, 2026SOpen-market sale
Common Stock10b5-1
-106$332.27$35k19,803Apr 16, 2026

Related signals

Other insiders at LPL Financial Holdings Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
31Weak
LPLAsell
LPL Financial Holdings Inc.
Katharine Reeping
Principal Accounting Officer
$153k
440 shares
-20%
13Weak
LPLAsell 210b5-1
LPL Financial Holdings Inc.
Aneri Jambusaria
Group Managing Director
$110k
308 shares
-5%
38Weak
LPLAsell 2
LPL Financial Holdings Inc.
Greg Gates
Group Managing Director
$1.5M
4,119 shares
-15%
10Weak
LPLAsell10b5-1
LPL Financial Holdings Inc.
Matthew Enyedi
Group Managing Director
$353k
1,000 shares
-7%
5Weak
LPLAsell10b5-1
LPL Financial Holdings Inc.
Aneri Jambusaria
Group Managing Director
$94k
308 shares
-5%
50Moderate
LPLAsell 4
LPL Financial Holdings Inc.
Marc Eliot Cohen
Group Managing Director
$1.0M
3,300 shares
-43%
20Weak
LPLAsell 410b5-1
LPL Financial Holdings Inc.
Aneri Jambusaria
Group Managing Director
$94k
308 shares
-4%
35Weak
LPLAsell 410b5-1
LPL Financial Holdings Inc.
Matthew J Audette
President and CFO
$507k
1,581 shares
-7%
35Weak
LPLAsell 410b5-1
LPL Financial Holdings Inc.
Matthew Enyedi
Group Managing Director
$675k
2,109 shares
-13%
24Weak
LPLAsell 310b5-1
LPL Financial Holdings Inc.
Greg Gates
Group Managing Director
$278k
750 shares
-5%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Matthew J Audette sold $519k of LPLA | InsiderTell