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sellWeak10b5-1 plan

Greg Gates sold $565k of LPLA

Group Managing Director at LPL Financial Holdings Inc.. 1,500 shares at an average of $376.43, traded Nov 5, 2025, filed Nov 7, 2025.

Warning score
14
Value
$565k
1,500 shares
Holdings after
15,370
-9% from before
From 52-week low
+36%
low $273.84, close $373.19
From 52-week high
-6%
high $397.23, as of Nov 5, 2025

Score components

  • Role
    Officer
    +15
  • Trade size
    $565k at market
    +19
  • Share of holdings sold
    Sold 8.9% of holdings
    0
  • Cluster
    No other insider selling within 14 days
    0
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m -0.6%, 3m +3.2%, 6m -18.6%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

LPLAOct 12, 2026 · close 330.12
Since filing Nov 7, 2025: -11.3%SPY +17.2% · excess -28.5%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001628280-25-050641, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Nov 5, 2025SOpen-market sale
Common Stock10b5-1
-63$372.62$23k16,807Nov 7, 2025
Nov 5, 2025SOpen-market sale
Common Stock10b5-1
-205$374.00$77k16,602Nov 7, 2025
Nov 5, 2025SOpen-market sale
Common Stock10b5-1
-230$374.86$86k16,372Nov 7, 2025
Nov 5, 2025SOpen-market sale
Common Stock10b5-1
-267$375.80$100k16,105Nov 7, 2025
Nov 5, 2025SOpen-market sale
Common Stock10b5-1
-293$377.01$110k15,812Nov 7, 2025
Nov 5, 2025SOpen-market sale
Common Stock10b5-1
-234$378.24$89k15,578Nov 7, 2025
Nov 5, 2025SOpen-market sale
Common Stock10b5-1
-169$379.58$64k15,409Nov 7, 2025
Nov 5, 2025SOpen-market sale
Common Stock10b5-1
-39$380.12$15k15,370Nov 7, 2025

Related signals

Other insiders at LPL Financial Holdings Inc. and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
31Weak
LPLAsell
LPL Financial Holdings Inc.
Katharine Reeping
Principal Accounting Officer
$153k
440 shares
-20%
13Weak
LPLAsell 210b5-1
LPL Financial Holdings Inc.
Aneri Jambusaria
Group Managing Director
$110k
308 shares
-5%
38Weak
LPLAsell 2
LPL Financial Holdings Inc.
Greg Gates
Group Managing Director
$1.5M
4,119 shares
-15%
10Weak
LPLAsell10b5-1
LPL Financial Holdings Inc.
Matthew Enyedi
Group Managing Director
$353k
1,000 shares
-7%
5Weak
LPLAsell10b5-1
LPL Financial Holdings Inc.
Aneri Jambusaria
Group Managing Director
$94k
308 shares
-5%
20Weak
LPLAsell10b5-1
LPL Financial Holdings Inc.
Matthew J Audette
President and CFO
$519k
1,579 shares
-7%
50Moderate
LPLAsell 4
LPL Financial Holdings Inc.
Marc Eliot Cohen
Group Managing Director
$1.0M
3,300 shares
-43%
20Weak
LPLAsell 410b5-1
LPL Financial Holdings Inc.
Aneri Jambusaria
Group Managing Director
$94k
308 shares
-4%
35Weak
LPLAsell 410b5-1
LPL Financial Holdings Inc.
Matthew J Audette
President and CFO
$507k
1,581 shares
-7%
35Weak
LPLAsell 410b5-1
LPL Financial Holdings Inc.
Matthew Enyedi
Group Managing Director
$675k
2,109 shares
-13%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.