Skip to content
sellModerate cluster of 610b5-1 plan

Robert M. Alexander sold $3.1M of COF

Chief Information Officer at CAPITAL ONE FINANCIAL CORP. 16,594 shares at an average of $187.12, traded Nov 7, 2024, filed Nov 12, 2024.

Warning score
40
Value
$3.1M
16,594 shares
Holdings after
57,140
-23% from before
From 52-week low
-
no price yet
From 52-week high
-
no price yet

Score components

  • Role
    Officer
    +15
  • Trade size
    $3.1M at market
    +25
  • Share of holdings sold
    Sold 23% of holdings
    +5
  • Cluster
    6 insiders selling within 14 days
    +15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m -0.8%, 3m +7.0%, 6m +8.3%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

COFOct 9, 2026 · close 199.26
Since filing Nov 12, 2024: +9.7%SPY +33.4% · excess -23.8%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0000927628-24-000318, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Nov 7, 2024SOpen-market sale
Common Stock10b5-1
-4,328$186.77$808k69,406Nov 12, 2024
Nov 7, 2024SOpen-market sale
Common Stock10b5-1
-2,166$187.74$407k67,240Nov 12, 2024
Nov 7, 2024SOpen-market sale
Common Stock10b5-1
-100$188.57$19k67,140Nov 12, 2024
Nov 7, 2024SOpen-market sale
Common Stock10b5-1
-6,516$186.80$1.2M60,624Nov 12, 2024
Nov 7, 2024SOpen-market sale
Common Stock10b5-1
-3,384$187.71$635k57,240Nov 12, 2024
Nov 7, 2024SOpen-market sale
Common Stock10b5-1
-100$188.57$19k57,140Nov 12, 2024

Related signals

Other insiders at CAPITAL ONE FINANCIAL CORP and this insider’s other filings.

ScoreSideCompanyInsiderValueSharesFiled
27Weaksell 310b5-1COF
CAPITAL ONE FINANCIAL CORP
Lia Dean
Pres, Banking & Prem. Products
$426k2,066
26Weaksell 310b5-1COF
CAPITAL ONE FINANCIAL CORP
Celia Karam
Pres, Retail Bank
$416k2,017
31Weaksell 310b5-1COF
CAPITAL ONE FINANCIAL CORP
Matthew W Cooper
General Counsel & Corp Secy
$749k3,500
45Moderatesell 610b5-1COF
CAPITAL ONE FINANCIAL CORP
Michael Zamsky
Chief Credit & Fin'l Risk Off.
$2.0M10,541
67Notablesell 6COF
CAPITAL ONE FINANCIAL CORP
Andrew M Young
Chief Financial Officer
$1.1M5,901
41Moderatesell 6COF
CAPITAL ONE FINANCIAL CORP
Kara West
Chief Enterprise Risk Officer
$133k721
65Notablesell 6COF
CAPITAL ONE FINANCIAL CORP
Ravi Raghu
Pres, Software, Intl & Sm Bus
$4.1M24,786
29Weaksell 610b5-1COF
CAPITAL ONE FINANCIAL CORP
Mark Daniel Mouadeb
President, U.S. Card
$324k1,994
30Weaksell10b5-1COF
CAPITAL ONE FINANCIAL CORP
III Frank G. LaPrade
Chief Enterprise Srvcs Officer
$2.5M15,751

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Robert M. Alexander sold $3.1M of COF | InsiderTell