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sellWeak cluster of 310b5-1 plan

Lia Dean sold $713k of COF

Pres, Banking & Prem. Products at CAPITAL ONE FINANCIAL CORP. 3,269 shares at an average of $218.15, traded Dec 1, 2025, filed Dec 3, 2025.

Warning score
31
Value
$713k
3,269 shares
Holdings after
69,855
-4% from before
From 52-week low
+48%
low $147.39, close $217.82
From 52-week high
-4%
high $226.22, as of Dec 1, 2025

Score components

  • Role
    Officer
    +15
  • Trade size
    $713k at market
    +21
  • Share of holdings sold
    Sold 4.5% of holdings
    0
  • Cluster
    3 insiders selling within 14 days
    +15
  • 10b5-1 plan
    Pre-scheduled under a 10b5-1 plan
    -20

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m +9.1%, 3m -13.5%, 6m -21.2%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

COFOct 13, 2026 · close 198.07
Since filing Dec 3, 2025: -11.8%SPY +15.0% · excess -26.8%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001741273-25-000006, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Dec 1, 2025SOpen-market sale
Common Stock10b5-1
-3,269$218.15$713k69,855Dec 3, 2025

Related signals

Other insiders at CAPITAL ONE FINANCIAL CORP and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
16Weak
COFsell10b5-1
CAPITAL ONE FINANCIAL CORP
Matthew W Cooper
General Counsel & Corp Secy
$687k
3,500 shares
-4%
27Weak
COFsell 310b5-1
CAPITAL ONE FINANCIAL CORP
Lia Dean
Pres, Banking & Prem. Products
$426k
2,066 shares
-3%
26Weak
COFsell 310b5-1
CAPITAL ONE FINANCIAL CORP
Celia Karam
Pres, Retail Bank
$416k
2,017 shares
-3%
31Weak
COFsell 310b5-1
CAPITAL ONE FINANCIAL CORP
Matthew W Cooper
General Counsel & Corp Secy
$749k
3,500 shares
-4%
28Weak
COFsell 610b5-1
CAPITAL ONE FINANCIAL CORP
Lia Dean
Pres, Banking & Prem. Products
$495k
2,193 shares
-3%
27Weak
COFsell 610b5-1
CAPITAL ONE FINANCIAL CORP
Celia Karam
Pres, Retail Bank
$426k
1,888 shares
-3%
28Weak
COFsell 610b5-1
CAPITAL ONE FINANCIAL CORP
Mark Daniel Mouadeb
President, Card
$270k
1,199 shares
-2%
60Notable
COFsell 7
CAPITAL ONE FINANCIAL CORP
Michael Zamsky
Chief Credit & Fin'l Risk Off.
$1.2M
5,473 shares
-16%
10Weak
COFsell 710b5-1
CAPITAL ONE FINANCIAL CORP
Ravi Raghu
Pres, Software, Intl & Sm Bus
$11k
50 shares
-0%
32Weak
COFsell 710b5-1
CAPITAL ONE FINANCIAL CORP
Matthew W Cooper
General Counsel & Corp Secy
$768k
3,500 shares
-4%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Lia Dean sold $713k of COF | InsiderTell