sellModerate

Randall C Barnes sold $134k of GOF

director, other at GUGGENHEIM STRATEGIC OPPORTUNITIES FUND. 9,926 shares at an average of $13.46, traded Nov 3, 2023, filed Nov 6, 2023.

Warning score

Value

$134k

9,926 shares

Holdings after

-100% from before

From 52-week low

+21%

low $6.96, close $8.44

From 52-week high

-14%

high $9.78, as of Nov 3, 2023

Score components

Role
Director
+15
Trade size
$134k at market
+11
Share of holdings sold
Sold 100% of holdings
+20
Cluster
No other insider selling within 14 days
0

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m +4.2%, 3m +8.2%, 6m +20.8%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

GOFOct 9, 2026 · close 8.83

Since filing Nov 6, 2023: +7.3%SPY +85.2% · excess -77.9%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001415889-23-014797, as filed. Open on EDGAR

Date	Transaction	Shares	Price	Value	Holdings after	Filed
Nov 3, 2023	SOpen-market sale Common Stockindirect: Randall C Barnes Childrens' Trust	-9,926	$13.46	$134k	0	Nov 6, 2023

Related signals

Other insiders at GUGGENHEIM STRATEGIC OPPORTUNITIES FUND and this insider’s other filings.

Score	Company	Insider	Value	Holdings	Filed
54Moderate	GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Brian E. Binder President and CEO	$50k 4,704 shares	-	Jun 23, 2026
47Moderate	GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Thomas F Lydon Jr director, other	$100k 8,710 shares	-	Apr 30, 2026
34Weak	GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Randall C Barnes director, other	$2,506 220 shares	+4%	Mar 19, 2026
34Weak	GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Randall C Barnes director, other	$2,506 220 shares	+4%	Mar 13, 2026
46Moderate	GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Randall C Barnes director, other	$48k 4,180 shares	+204%	Mar 9, 2026
18Weak	GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Ronald Nyberg director, other	$4,998 412 shares	+9%	Dec 19, 2025
26Weak	GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Randall C Barnes director, other	$4,970 380 shares	+24%	Nov 4, 2025
23Weak	GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Randall C Barnes director, other	$21k 1,580 shares	-	Oct 30, 2025
46Moderate	GOFsell GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Randall C Barnes director, other	$140k 10,000 shares	-63%	Feb 1, 2024
48Moderate	GOFsell GUGGENHEIM STRATEGIC OPPORTUNITIES FUND	Randall C Barnes director, other	$272k 20,000 shares	-56%	Jan 5, 2024

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.