Insider · CIK 0001298064
Randall C Barnes
Files at AVK (ADVENT CONVERTIBLE & INCOME FUND), GOF (GUGGENHEIM STRATEGIC OPPORTUNITIES FUND), GUG (Guggenheim Active Allocation Fund). First filing Oct 21, 2024, latest Mar 19, 2026.
Where the trades landed
Last year at the 3 companies this insider has traded most, with each buy and sell on the bar it happened.
GOF: GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
GUG: Guggenheim Active Allocation Fund
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
AVK: ADVENT CONVERTIBLE & INCOME FUND
Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value. Click a marked bar to open the signal.Charts by TradingView Lightweight Charts™
Signals
This insider’s open-market buys and sells, scored.
| Score | Company | Value | Holdings | Price context | Filed |
|---|---|---|---|---|---|
| 34Weak | GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | $2,506 220 shares | +4% | 0% from low-20% from high | |
| 34Weak | GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | $2,506 220 shares | +4% | 0% from low-20% from high | |
| 22Weak | GUGsell Guggenheim Active Allocation Fund | $48k 3,000 shares | -5% | +22% from low-3% from high | |
| 46Moderate | GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | $48k 4,180 shares | +204% | 0% from low-19% from high | |
| 26Weak | GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | $4,970 380 shares | +24% | - | |
| 23Weak | GOFbuy GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | $21k 1,580 shares | - | - | |
| 42Moderate | ADVENT CONVERTIBLE & INCOME FUND | $43k 3,785 shares | +33% | - |
Transactions
Every row this insider has filed, newest first.
| Date | Company | Transaction | Shares | Price | Value | Holdings after | Filed |
|---|---|---|---|---|---|---|---|
| Mar 12, 2026 | GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | POpen-market purchase Common Stock | +220 | $11.39 | $2,506 | 6,451 | Mar 19, 2026 |
| Mar 12, 2026 | GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | POpen-market purchase Common Stock | +220 | $11.39 | $2,506 | 6,451 | Mar 13, 2026 |
| Mar 6, 2026 | GUG Guggenheim Active Allocation Fund | SOpen-market sale Common Stock | -3,000 | $15.85 | $48k | 62,322 | Mar 9, 2026 |
| Mar 6, 2026 | GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | POpen-market purchase Common Stock | +4,180 | $11.59 | $48k | 6,231 | Mar 9, 2026 |
| Nov 4, 2025 | GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | POpen-market purchase Common Stock | +380 | $13.08 | $4,970 | 1,960 | Nov 4, 2025 |
| Oct 30, 2025 | GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | POpen-market purchase Common Stock | +1,580 | $13.02 | $21k | 1,580 | Oct 30, 2025 |
| Oct 17, 2024 | AVK ADVENT CONVERTIBLE & INCOME FUND | POpen-market purchase Common Stock | +3,785 | $11.28 | $43k | 15,140 | Oct 21, 2024 |
Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.