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sellWeak

Randall C Barnes sold $48k of GUG

director, other at Guggenheim Active Allocation Fund. 3,000 shares at an average of $15.85, traded Mar 6, 2026, filed Mar 9, 2026.

Warning score
22
Value
$48k
3,000 shares
Holdings after
62,322
-5% from before
From 52-week low
+22%
low $12.18, close $14.91
From 52-week high
-3%
high $15.37, as of Mar 6, 2026

Score components

  • Role
    Director
    +15
  • Trade size
    $48k at market
    +7
  • Share of holdings sold
    Sold 4.6% of holdings
    0
  • Cluster
    No other insider selling within 14 days
    0

What happened after comparable sells

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m +1.0%, 3m +4.1%, 6m +3.3%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

GUGOct 12, 2026 · close 13.91
Since filing Mar 9, 2026: -6.2%SPY +15.6% · excess -21.8%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001298064-26-000002, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Mar 6, 2026SOpen-market sale
Common Stock
-3,000$15.85$48k62,322Mar 9, 2026

Related signals

Other insiders at Guggenheim Active Allocation Fund and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
18Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald Nyberg
director, other
$4,985
321 shares
+15%
25Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald Nyberg
director, other
$20k
1,305 shares
+163%
18Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald E Toupin Jr
director, other
$23k
1,500 shares
+12%
15Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald E Toupin Jr
director, other
$2,842
194 shares
+2%
10Weak
GUGbuy
Guggenheim Active Allocation Fund
Randall C Barnes
director, other
$5,583
385 shares
+1%
20Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald E Toupin Jr
director, other
$2,933
200 shares
+2%
35Weak
GUGbuy 2
Guggenheim Active Allocation Fund
Randall C Barnes
director, other
$82k
5,880 shares
+10%
28Weak
GUGbuy 2
Guggenheim Active Allocation Fund
Randall C Barnes
director, other
$28k
2,000 shares
+3%
36Weak
GUGbuy 2
Guggenheim Active Allocation Fund
Randall C Barnes
director, other
$109k
7,725 shares
+16%
41Moderate
GUGbuy 2
Guggenheim Active Allocation Fund
Randall C Barnes
director, other
$206k
14,705 shares
+42%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Randall C Barnes sold $48k of GUG | InsiderTell