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buyModerate cluster of 2

Randall C Barnes bought $206k of GUG

director, other at Guggenheim Active Allocation Fund. 14,705 shares at an average of $14.01, traded Dec 6, 2023, filed Dec 7, 2023.

Conviction score
41
Value
$206k
14,705 shares
Holdings after
49,832
+42% from before
From 52-week low
+14%
low $9.35, close $10.63
From 52-week high
-1%
high $10.78, as of Dec 6, 2023

Score components

  • Role
    Director
    +15
  • Trade size
    $206k at market
    +12
  • Relative to holdings
    Holdings up 42%
    +6
  • Price context
    Near the top of the 52-week range
    0
  • Cluster
    2 insiders buying within 14 days
    +8
  • Repeat buying
    4 buys in 90 days
    +5
  • Track record
    Median 6-month excess return -5% over 13 past buys
    -5

What happened after comparable buys

Same side and tier, against the S&P 500, at 1, 3 and 6 months. Shown to Pro users; the whole table is on the backtest page.

This signal so far: 1m +4.4%, 3m +9.2%, 6m +11.5%.

Price around the trade, and since

From a quarter before the trade to today. The arrow is the trade, the circle the day the filing reached EDGAR, which is the first day anyone outside could act; the dotted line is the S&P 500 rebased to that day's close.

GUGOct 12, 2026 · close 13.91
Since filing Dec 7, 2023: +28.7%SPY +76.1% · excess -47.4%

Daily candles, adjusted for splits and dividends. Green arrows are insider buys, red are sells, sized by value; the dashed line is the close on the filing day, the dotted line SPY rebased to it.Charts by TradingView Lightweight Charts™

Rows in this filing

Every transaction in Form 4 0001415889-23-015970, as filed. Open on EDGAR

DateTransactionSharesPriceValueHoldings afterFiled
Dec 6, 2023POpen-market purchase
Common Stock
+14,705$14.01$206k49,832Dec 7, 2023

Related signals

Other insiders at Guggenheim Active Allocation Fund and this insider’s other filings.

ScoreCompanyInsiderValueHoldingsFiled
22Weak
GUGsell
Guggenheim Active Allocation Fund
Randall C Barnes
director, other
$48k
3,000 shares
-5%
18Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald Nyberg
director, other
$4,985
321 shares
+15%
25Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald Nyberg
director, other
$20k
1,305 shares
+163%
18Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald E Toupin Jr
director, other
$23k
1,500 shares
+12%
15Weak
GUGsell
Guggenheim Active Allocation Fund
Randall C Barnes
director, other
$8,225
500 shares
-1%
21Weak
GUGbuy
Guggenheim Active Allocation Fund
Angela Brock-Kyle
director, other
$15k
909 shares
+37%
15Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald E Toupin Jr
director, other
$2,842
194 shares
+2%
10Weak
GUGbuy
Guggenheim Active Allocation Fund
Randall C Barnes
director, other
$5,583
385 shares
+1%
20Weak
GUGbuy
Guggenheim Active Allocation Fund
Ronald E Toupin Jr
director, other
$2,933
200 shares
+2%
35Weak
GUGbuy 2
Guggenheim Active Allocation Fund
Randall C Barnes
director, other
$82k
5,880 shares
+10%

Not investment advice. Scores and forward returns are decision support built from public SEC filings and past prices; they describe what happened after comparable filings, not what will happen after this one. Do your own research and size your risk.

Randall C Barnes bought $206k of GUG | InsiderTell